Sample Digest
This is the most recent 3 days of SEC filings, filtered down to what matters. Subscribers get this every morning at 9 AM ET.
🚨 Material Events — Form 8-K Filings
| Ticker |
Company |
Event |
Filed |
| NOTVQ |
Inotiv, Inc. |
🔴 BANKRUPTCY |
Jul 16 |
| GRPS |
Trans American Aquaculture, Inc |
🔴 RESTATEMENT |
Jul 17 |
| BAFN |
BayFirst Financial Corp. |
⚡ CHANGE OF CONTROL |
Jul 16 |
| LDXC |
Londax Corp. |
⚡ CHANGE OF CONTROL |
Jul 17 |
| ISCO |
International Stem Cell CORP |
🤝 M&A |
Jul 16 |
| GLAI |
Global AI, Inc. |
🤝 M&A |
Jul 16 |
| NXPL |
NextPlat Corp |
🤝 M&A |
Jul 16 |
| ASPI |
ASP Isotopes Inc. |
🤝 M&A |
Jul 16 |
| UBER |
Uber Technologies, Inc |
🤝 M&A |
Jul 16 |
| ATAI |
AtaiBeckley Inc. |
🤝 M&A |
Jul 16 |
🏛 Activist & Institutional Stakes — Schedule 13D/13G
| Ticker |
Filer |
Form |
Filed |
| CELC Celcuity Inc. |
BAKER BROS. ADVISORS LP Notable |
13D/A |
Jul 16 |
| CELC Celcuity Inc. |
BAKER BROS. ADVISORS LP Notable |
13G |
Jul 16 |
| EVMN Evommune, Inc. |
Point72 Asset Management, L.P. Notable |
13G |
Jul 16 |
| AIOS AIOS Tech Inc. |
Guo Li |
13D |
Jul 16 |
| AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND |
Karpus Management, Inc. |
13D |
Jul 16 |
| BAFN BayFirst Financial Corp. |
LEHMAN KENNETH R |
13D |
Jul 16 |
| GLOO Gloo Holdings, Inc. |
Beck Scott Arthur |
13D |
Jul 16 |
| CMMB Chemomab Therapeutics Ltd. |
HBM Healthcare Investments (Cayman) Ltd. |
13D |
Jul 16 |
📋 Corporate Insider Trades — Officers, Directors & 10%+ Owners
| Ticker |
Company |
Insider |
Type |
Shares |
Value |
Filed |
| TYG |
TORTOISE ENERGY INFRASTRUCTURE CORP |
PRUDENTIAL FINANCIAL INC |
buy |
3,000,000 |
$30.0M |
Jul 17 |
| TYG |
TORTOISE ENERGY INFRASTRUCTURE CORP |
PRUDENTIAL FINANCIAL INC |
buy |
3,000,000 |
$30.0M |
Jul 17 |
| ARDC |
Ares Dynamic Credit Allocation Fund, Inc. |
THRIVENT FINANCIAL FOR LUTHERANS |
buy |
160,000 |
$4.0M |
Jul 16 |
| ELV |
Elevance Health, Inc. |
PERU RAMIRO G |
buy |
1,000 |
$366K |
Jul 17 |
| LGHL |
Lion Group Holding Ltd |
HRT FINANCIAL LP |
buy |
66,757 |
$126K |
Jul 17 |
| LGHL |
Lion Group Holding Ltd |
HRT FINANCIAL LP |
buy |
32,033 |
$58K |
Jul 17 |
| SNOW |
Snowflake Inc. |
Dageville Benoit |
sell |
50,000 |
$13.8M |
Jul 16 |
All data sourced from SEC EDGAR public filings — Form 4 (insider trades), Form 8-K (material events), Schedule 13D/13G (5%+ stakes).
Insider Canary · 6924 Ashton St, Boynton Beach FL 33437 · Informational data only — not investment advice.